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This document outlines a proposed rule change by EDGA Exchange, Inc. to amend Rule 2.11 regarding the circumstances under which the Exchange’s routing broker-dealer, Direct Edge ECN LLC d/b/a DE
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Individuals or organizations required to report certain financial information or tax matters.
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What is SR-EDGA-2012-43?
SR-EDGA-2012-43 refers to a filing submitted by EDGA Exchange Inc. concerning its rules and procedures involving the trading of securities.
Who is required to file SR-EDGA-2012-43?
Entities that are members of the EDGA Exchange that engage in trading activities are required to adhere to the provisions of SR-EDGA-2012-43.
How to fill out SR-EDGA-2012-43?
To fill out SR-EDGA-2012-43, one must follow the guidelines provided in the document, ensuring that all required sections are completed accurately, including information about trades and compliance with exchange regulations.
What is the purpose of SR-EDGA-2012-43?
The purpose of SR-EDGA-2012-43 is to establish and clarify trading rules that ensure fair and orderly trading on the EDGA Exchange.
What information must be reported on SR-EDGA-2012-43?
SR-EDGA-2012-43 mandates reporting of specific trade data, compliance information, member identifiers, and other relevant trading details as outlined in the filing.
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