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This document details a proposed rule change by EDGX Exchange to allow optional attribution of orders submitted to the Exchange without charge.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a regulatory filing form used by self-regulatory organizations (SROs) to propose rule changes to the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and securities associations are required to file Form 19b-4 when they propose to change their rules.
How to fill out Form 19b-4?
Form 19b-4 must be filled out by providing detailed information about the proposed rule changes, including the text of the proposed rule, the purpose of the changes, and any relevant market data or analysis.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to facilitate the review of proposed changes to SRO rules by the SEC, ensuring that the changes comply with applicable laws and regulations.
What information must be reported on Form 19b-4?
Information that must be reported on Form 19b-4 includes the proposed rule text, a description of the rule change, the rationale behind the change, and any relevant data or supporting documentation.
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