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Section 3.1 Activity 3.1 Have You Met the Funding Evaluation Criteria? Use the Common Funding Application Evaluation Criteria Checklist below to assess previous and current funding applications. Identify
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Section 31 activity refers to the reporting of certain securities transactions by brokers or dealers to the regulatory authorities.
Brokers or dealers are required to file section 31 activity with the regulatory authorities.
Section 31 activity can be filled out electronically through the designated reporting system provided by the regulatory authorities.
The purpose of section 31 activity is to monitor and regulate securities transactions in order to prevent market manipulation and maintain market integrity.
Section 31 activity requires reporting of information such as transaction details, parties involved, and the type of securities traded.
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