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Name: Fillable Online Proposed Rule Change to Related to Fees for Use of BATS Exchange, Inc. Fax Email Print - pdfFiller
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This document proposes amendments to the equities pricing section of the fee schedule applicable to BATS Exchange, Inc. It modifies the way rebates for adding liquidity are calculated by excluding

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How to fill out SR-BATS-2013-034

01

Begin with your personal information at the top of the form, including your name, address, and contact information.

02

Fill out the applicable sections regarding your financial details based on the instructions provided.

03

Indicate the purpose of your submission clearly in the designated area.

04

Provide any required supporting documentation as necessary.

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Review the entire form for accuracy and completeness before submitting.

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Sign and date the form at the bottom where indicated.

Who needs SR-BATS-2013-034?

01

Individuals or entities involved in a trading or investment activity that requires reporting under the specified regulations.

02

Compliance officers and financial institutions tasked with adhering to reporting mandates.

03

Any stakeholders affected by the trading activities outlined in the form.

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What is SR-BATS-2013-034?

SR-BATS-2013-034 is a regulatory filing related to the submission of information concerning operations and activities as required by the relevant regulatory authority.

Who is required to file SR-BATS-2013-034?

Entities that engage in specific activities regulated by the authority, such as broker-dealers or exchanges, are required to file SR-BATS-2013-034.

How to fill out SR-BATS-2013-034?

To fill out SR-BATS-2013-034, file the form according to the guidelines provided by the regulatory authority, ensuring all sections are completed with accurate and relevant information.

What is the purpose of SR-BATS-2013-034?

The purpose of SR-BATS-2013-034 is to enhance transparency and compliance by requiring entities to report specific information related to their trading activities.

What information must be reported on SR-BATS-2013-034?

The information required includes details about trades, transaction types, and any other pertinent data as specified in the filing instructions.

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