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This document details proposed modifications to BATS Rule 11.17 regarding clearly erroneous executions, including new guidelines for multi-stock events and individual stock trading pauses.

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What is SR-BATS-2010-016?

SR-BATS-2010-016 is a filing with the Securities and Exchange Commission (SEC) related to amendments or updates in rule proposals made by BATS Exchange, Inc. concerning trading practices or operational procedures.

Who is required to file SR-BATS-2010-016?

Entities such as BATS Exchange and other registered national securities exchanges that seek to implement new rules or amend existing ones are required to file SR-BATS-2010-016.

How to fill out SR-BATS-2010-016?

To fill out SR-BATS-2010-016, filers must provide specific details about the proposed rule changes, including relevant date fields, descriptions of the changes, the rationale behind them, and compliance with applicable regulations.

What is the purpose of SR-BATS-2010-016?

The purpose of SR-BATS-2010-016 is to ensure that changes in trading rules and practices are communicated transparently to the SEC and the public, thereby enhancing market integrity and investor protection.

What information must be reported on SR-BATS-2010-016?

SR-BATS-2010-016 must report information including the proposed effective date of rule changes, the text of the proposed rule amendments, the impact on market operations, and any relevant justifications or analyses supporting the filing.

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