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This document outlines a proposed rule change to amend BATS Rule 11.17, entitled 'Clearly Erroneous Executions,' in light of changes to the single stock trading pause process under the Securities
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What is SR-BATS-2011-028?
SR-BATS-2011-028 is a filing submitted to the Securities and Exchange Commission (SEC) by BATS Exchange, Inc. that pertains to changes in trading rules or practices.
Who is required to file SR-BATS-2011-028?
BATS Exchange, Inc. is required to file SR-BATS-2011-028 in compliance with regulatory requirements set forth by the SEC.
How to fill out SR-BATS-2011-028?
To fill out SR-BATS-2011-028, the filer must complete the designated forms provided by the SEC, including details about the proposed changes, supporting documentation, and any relevant technical specifications.
What is the purpose of SR-BATS-2011-028?
The purpose of SR-BATS-2011-028 is to inform the SEC and the public about amendments to trading rules or procedures that affect the operation of the BATS Exchange.
What information must be reported on SR-BATS-2011-028?
SR-BATS-2011-028 must report information including the nature of the proposed change, its anticipated impact on the market, justification for the change, and any effects on participants and operations.
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