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This document is an initial quarterly Form 13F notice report filed by institutional managers, detailing information about the filer and reporting manager.
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How to fill out form 13f-nt
How to fill out FORM 13F-NT
01
Obtain FORM 13F-NT from the SEC website.
02
Fill out your contact information in the top section.
03
Include the name of the reporting manager providing the information.
04
List the ownership details in the designated sections, including each security held.
05
Provide the relevant quarter ending date.
06
Sign and date the form.
07
Submit the completed form electronically via the SEC's EDGAR system.
Who needs FORM 13F-NT?
01
Investment managers with assets under management of $100 million or more that must report their securities holdings.
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Who is required to file a Form 13F?
Q: Who must file Form 13F? A: Institutional investment managers that use the United States mail (or other means or instrumentality of interstate commerce) in the course of their business and that exercise investment discretion over $100 million or more in Section 13(f) securities must file Form 13F.
What is Form 13F nt?
13F-NT is the 13F Notice and is used when none of your applicable securities are on the report and are on someone else's report.
What does a 13F tell you?
Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, by "institutional investment managers" with control over $100M in assets to the SEC, listing all equity assets under management. Academic researchers make these reports freely available as structured datasets.
How often do 13F filings come out?
The Form 13F filing deadline is 45 days after the end of each quarter.
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What is FORM 13F-NT?
FORM 13F-NT is a regulatory form filed with the U.S. Securities and Exchange Commission (SEC) by investment managers to report their holdings of certain securities.
Who is required to file FORM 13F-NT?
Institutional investment managers who exercise investment discretion over assets of $100 million or more are required to file FORM 13F-NT.
How to fill out FORM 13F-NT?
To fill out FORM 13F-NT, the filer must provide identifying information, including the manager's name and address, and must list all eligible securities held, including the number of shares owned and the market value.
What is the purpose of FORM 13F-NT?
The purpose of FORM 13F-NT is to provide transparency in the holdings of institutional investment managers and to assist the SEC in monitoring the investment activities of these managers.
What information must be reported on FORM 13F-NT?
FORM 13F-NT requires reporting of the manager's name, address, and the details of each security held, including CUSIP numbers, description of the security, number of shares, and the value of holdings.
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