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This form is used for submissions related to proposed rule changes under the Securities Exchange Act of 1934, including withdrawals and amendments.
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How to fill out form 19b-4
How to fill out Form 19b-4
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC) for approval.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and other entities overseeing market operations are required to file Form 19b-4.
How to fill out Form 19b-4?
To fill out Form 19b-4, an SRO must provide detailed information about the proposed rule change, including the text of the rule, a statement of the purpose and the statutory basis for the proposed change, and any relevant supporting information.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency and regulatory oversight for proposed changes to rules governing SROs, allowing the SEC to evaluate and approve or reject these changes.
What information must be reported on Form 19b-4?
Form 19b-4 must report the text of the proposed rule change, the purpose and justification for the change, the statutory authority under which the SRO proposes to act, and any relevant comments or responses from the public.
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