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Email instructions stanlib.com Facsimile 0867 277 501 or 011 448 6666 Change of Financial Adviser Client Nomination Collective Investments (Unit Trusts) STANLEY ENTITY (PLEASE SELECT) STANLEY COLLECTIVE

How to fill out change of financial adviser

How to fill out change of financial adviser:

1. Start by contacting your current financial adviser and informing them of your decision to make a change. Request any necessary documentation or forms to proceed with the process.
2. Research and identify potential new financial advisers that meet your specific needs and preferences. Consider factors such as their qualifications, experience, areas of expertise, and fees.
3. Schedule consultations with the prospective financial advisers to discuss your financial goals, investment strategies, and any other relevant information. This will help you compare options and make an informed decision.
4. Once you have chosen a new financial adviser, inform them of your decision and provide any necessary information they require. This may include documents such as your financial statements, investment portfolio details, and personal information.
5. Request a copy of the Transfer Initiation Form from your new financial adviser. This form is required to initiate the transfer of your investment accounts from your current adviser to the new one.
6. Fill out the Transfer Initiation Form with accurate and up-to-date information. This will typically include your personal details, account numbers, types of investments, and any special instructions for the transfer.
7. Review the completed form to ensure all information is accurate and complete. Any errors or missing information could delay the transfer process.
8. Sign and date the Transfer Initiation Form, indicating your consent to proceed with the transfer of your investment accounts.
9. Submit the signed form to your new financial adviser, who will then coordinate with your previous adviser and any necessary institutions (such as banks or investment firms) to facilitate the transfer.

Who needs a change of financial adviser?

1. Individuals who are dissatisfied with their current financial adviser's performance, investment strategies, or level of communication may consider making a change.
2. Those who experience a significant change in their financial circumstances, such as a windfall or inheritance, may seek a financial adviser with expertise in managing and maximizing their newfound wealth.
3. Individuals who are approaching retirement and require a financial adviser specializing in retirement planning, pension management, and post-retirement income strategies may choose to switch advisers to ensure they are receiving the most appropriate advice.
4. Some people may simply want a fresh perspective or are looking for a financial adviser who aligns better with their values, objectives, or investment preferences.

Overall, the decision to change a financial adviser is a personal one and should be based on individual circumstances and needs. It is essential to conduct thorough research and consider multiple factors before making a final decision.

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What is change of financial adviser?

Change of financial adviser is when a client decides to switch to a new financial adviser or when a financial adviser decides to leave a firm and a new adviser takes their place.

Who is required to file change of financial adviser?

Both the client and the financial adviser are required to file change of financial adviser with the appropriate regulatory bodies.

How to fill out change of financial adviser?

To fill out change of financial adviser, the client and the new financial adviser must provide all necessary information and submit the form to the relevant authorities.

What is the purpose of change of financial adviser?

The purpose of change of financial adviser is to ensure that the regulatory bodies are aware of any changes in the client-adviser relationship and to maintain transparency in the financial services industry.

What information must be reported on change of financial adviser?

The information that must be reported on change of financial adviser includes the names of the client and the new financial adviser, the reason for the change, and any relevant contact information.