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SM IFS Capital Markets Limited Code of Conduct for Board of Directors and Senior Management Personnel A. Interpretation Clause 1. The interpretation of these articles unless repugnant to the subject
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How to fill out code of conduct

How to fill out code of conduct:
01
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Determine the scope and applicability of the code of conduct. Identify the specific individuals or groups who will be governed by the code and ensure it aligns with their roles and responsibilities.
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Clearly define the expected behavior and standards of conduct. Include guidelines for professional ethics, integrity, respect, inclusivity, and compliance with laws and regulations.
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Provide specific examples and scenarios to illustrate the expected behaviors. This helps employees understand the code of conduct in practical terms and helps prevent misinterpretations.
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Establish reporting mechanisms and procedures for violations of the code of conduct. Encourage open communication and provide options for reporting concerns confidentially or anonymously.
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Ensure the code of conduct is accessible to all employees. Consider distributing it digitally, posting it on the company's intranet, or displaying it prominently in common areas.
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Implement training programs that educate employees on the code of conduct. This can be done through in-person workshops, online modules, or a combination of both. Regularly reinforce the importance of adhering to the code.
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Periodically review and update the code of conduct to reflect changes in laws, regulations, or organizational values. Solicit feedback from employees and stakeholders to improve the effectiveness and relevance of the code over time.
Who needs a code of conduct:
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Employees at all levels within the organization need to be aware of and adhere to the code of conduct. This includes executives, managers, supervisors, and individual contributors.
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Stakeholders such as clients, customers, suppliers, and business partners also benefit from understanding and following the code of conduct. It establishes a framework for conducting business in an ethical and responsible manner.
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What is code of conduct?
A code of conduct is a set of guidelines and principles that outlines the expected behavior and ethical standards for individuals or organizations.
Who is required to file code of conduct?
The requirement to file a code of conduct may vary depending on the specific context, but generally, it can apply to employees, members of organizations, or individuals operating within certain industries or sectors.
How to fill out code of conduct?
Filling out a code of conduct typically involves reviewing and understanding the provided guidelines, and then affirming compliance or agreement with the stated principles. The specific process may vary depending on the entity or organization issuing the code of conduct.
What is the purpose of code of conduct?
The purpose of a code of conduct is to establish behavioral expectations, promote ethical practices, ensure compliance with relevant laws and regulations, and maintain a positive and inclusive environment within a specific context or organization.
What information must be reported on code of conduct?
The information required to be reported on a code of conduct may depend on the specific requirements or guidelines set forth by the entity or organization. Generally, it may include personal or contact information, specific behavior or ethics expected, and any applicable rules or regulations.
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