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SECURITIES AND EXCHANGE COMMISSION APPLICATION FOR REGISTRATION RENEWAL INVESTMENT COMPANY ADVISER/FUND MANAGER For the year (To be accomplished in 4 copies with cover sheet; 3 copies for SEC and
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SEC Form ICA-Rrdoc is a reporting form required by the Securities and Exchange Commission (SEC). It is used to disclose information about registered investment companies (RICs) or business development companies (BDCs) that have filed an investment company registration statement.
RICs and BDCs are required to file SEC Form ICA-Rrdoc.
To fill out SEC Form ICA-Rrdoc, you need to provide information about the registered investment company or business development company, such as its name, address, and SEC identification number. You also need to provide details about its registration statement, the financial statements, and any amendments or updates.
The purpose of SEC Form ICA-Rrdoc is to ensure transparency and disclosure of information about registered investment companies or business development companies to the SEC and investors.
SEC Form ICA-Rrdoc requires reporting of information about the RIC or BDC, registration statement details, financial statements, amendments or updates, and other relevant information as required by the SEC.
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