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Chapter 13 SRO's, Marketplaces and Clearing Agencies 13.3 Clearing Agencies 13.3.1 OSC Notice and Request for Comment SSC Technologies Canada Corp. and SSC Technologies Holdings, Inc. Application
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How to fill out osc notice and request
How to Fill Out OSC Notice and Request:
01
Start by obtaining the necessary forms: The OSC (Office of Special Counsel) provides a Notice of Prohibited Personnel Practice (OSC Form-11) and a Request for Reprisal investigation (OSC Form-12) on their website. Download and print these forms.
02
Fill out your personal information: Begin by providing your name, contact information, and your position or job title. This will help OSC identify who you are and reach out to you if needed.
03
Describe the prohibited personnel practice: In the OSC Form-11, clearly explain the specific action or practice that you believe is prohibited. Be detailed and provide any evidence or supporting documents that you have.
04
Identify the responsible agency: Indicate the federal agency or department that is involved in the prohibited personnel practice. Include the agency's name, address, and any other relevant contact information.
05
Fill out the Request for Reprisal Investigation: If you have been subjected to retaliation for disclosing wrongdoing or for seeking corrective action, complete the OSC Form-12. Provide a detailed account of the acts of reprisal, including dates, names of individuals involved, and any supporting evidence.
06
Provide additional information: Use the space provided in the forms to include any other relevant information that would assist OSC in understanding your case. If there are specific witnesses or documents that can support your claims, mention them.
07
Keep copies and submit the forms: Before sending the filled-out forms to OSC, make copies for your records. You can mail the forms to the OSC's address mentioned on their website or submit them online if an electronic option is available.
Who needs OSC Notice and Request?
01
Federal employees: Any federal employee who believes they have been subjected to a prohibited personnel practice or reprisal can file an OSC Notice and Request. This includes employees of federal agencies, departments, or offices.
02
Job applicants: Individuals who have applied for a federal position and believe that they were not selected or faced discrimination due to a prohibited personnel practice can also file an OSC Notice and Request.
03
Whistleblowers: Those who have disclosed wrongdoing, fraud, or violation of laws, rules, or regulations within a federal agency and have experienced retaliation can benefit from submitting an OSC Notice and Request.
It is crucial to consult the OSC's website or contact them directly for any specific eligibility criteria or requirements before filing an OSC Notice and Request.
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What is osc notice and request?
OSC notice and request is a filing submitted to the Ontario Securities Commission (OSC) requesting approval to distribute securities in Ontario.
Who is required to file osc notice and request?
Any issuer looking to distribute securities in Ontario must file an OSC notice and request.
How to fill out osc notice and request?
OSC notice and request can be filled out electronically through the OSC's Electronic Filing Portal.
What is the purpose of osc notice and request?
The purpose of OSC notice and request is to seek approval from the OSC for the distribution of securities in Ontario.
What information must be reported on osc notice and request?
Information such as details of the offering, issuer information, and financial statements must be reported on the OSC notice and request form.
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