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EXS 470 EXS 471 EXS 497 PED 350 PED 415 Elective: Elective: Elective: Comments: Date: Title: Microsoft Word — EXS Advising Form 10 -13-15.docx Author: strange ...
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The EXS advising form 10-13-15 is a document used to provide investment advice on an exchange of shares or securities.
Financial advisors or investment firms who provide advice on exchange transactions of shares or securities are required to file the EXS advising form 10-13-15.
To fill out the EXS advising form 10-13-15, you need to provide details of the exchange transaction, investment advice given, and other relevant information as required.
The purpose of the EXS advising form 10-13-15 is to report investment advice provided on exchange transactions of shares or securities to regulatory authorities.
The EXS advising form 10-13-15 must include details of the exchange transaction, investment advice provided, and any other relevant information requested on the form.
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