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November 2009 IFP HK Information Session: : SFC Consultation Paper on Enhancing Protection for the Investing Public Course Code : ZZ26 12. 11. 2009 (Thu) 6:30 8:30pm 9/F, PCC 6:30 7:30pm Session I'm
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Read the SFC consultation paper thoroughly to understand the purpose and requirements.
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Submit the filled-out consultation paper to the SFC within the specified deadline.

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01
Financial institutions regulated by the SFC, such as licensed corporations, authorized financial institutions, or licensed individuals, need to complete the SFC consultation paper as part of their regulatory obligations.
02
Market participants, including professionals, advisers, and industry practitioners, who want to express their views, opinions, or concerns on the proposed regulatory changes or developments may also need to fill out the SFC consultation paper.
03
Individuals or organizations affected by or interested in the SFC's proposed policies, regulations, or initiatives may voluntarily choose to respond to the consultation paper.
04
Any person or entity seeking to participate actively in shaping the future of the financial markets in Hong Kong should consider completing the SFC consultation paper.
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The SFC consultation paper is on proposed guidelines and regulations.
All financial institutions and intermediaries regulated by the SFC are required to file the consultation paper.
The consultation paper can be filled out online through the SFC's electronic submission system.
The purpose of the consultation paper is to gather feedback and input from stakeholders on proposed regulatory changes.
The consultation paper requires detailed information on the impact of the proposed regulations on the financial industry.
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