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Outside Business Activity INTRODUCTION Equities, Inc. (Equities, Inc. or the Firm) requires that all financial advisors of the Firm (Advisors) provide the information requested on this Form for the

How to fill out outside business activity

How to fill out outside business activity

1. Step 1: Gather all the necessary information about the outside business activity.
2. Step 2: Obtain the necessary forms or documents required by your organization.
3. Step 3: Fill out the forms accurately and completely.
4. Step 4: Provide any supporting documentation as required.
5. Step 5: Review the filled-out forms and ensure all information is correct.
6. Step 6: Submit the completed forms to the appropriate department or person.
7. Step 7: Follow up to ensure that your outside business activity has been properly recorded and approved.

Who needs outside business activity?

1. Individuals who are engaged in any outside business activity, in addition to their primary job or occupation, need to fill out an outside business activity form.
2. Employees required to disclose any outside business interests or activities, as mandated by their employer or organizational policies, also need to fill out this form.
3. The purpose of this form is to inform the employer or organization about any potential conflicts of interest, obligations, or commitments an individual may have with their outside business activity.
4. By disclosing this information, the employer or organization can ensure transparency and proper management of any potential conflicts that may arise.

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What is outside business activity?

Outside business activity refers to any activities or business pursuits that an individual engages in outside of their primary job or profession.

Who is required to file outside business activity?

Certain professionals, such as financial advisors, consultants, or employees in sensitive positions, may be required to file outside business activity.

How to fill out outside business activity?

To fill out outside business activity, individuals typically need to provide details about the nature of the activity, any financial interests involved, and any potential conflicts of interest.

What is the purpose of outside business activity?

The purpose of filing outside business activity is to ensure transparency and disclosure of any potential conflicts of interest that could arise from engaging in external business activities.

What information must be reported on outside business activity?

Information that may need to be reported on outside business activity includes the name of the business, the nature of the activity, any financial interests, and any potential conflicts of interest.