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T R A D I T I O N A L I R A A P P L I C AT I O N For assistance in completing this application, please contact the Northern Funds Center at 8005959111 weekdays from 7:00 a.m. to 7:00 p.m. Central

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What is t r a d?

Trad is the short form of Trade Reporting and Compliance Engine, which is a database that facilitates the reporting of over-the-counter trades in the United States.

Who is required to file t r a d?

Certain entities such as broker-dealers, banks, and other financial institutions are required to file trade reports on Trad.

How to fill out t r a d?

To fill out Trad, entities must input all the required trade information into the system following the specified format and guidelines provided by regulatory authorities.

What is the purpose of t r a d?

The purpose of Trad is to promote transparency and regulatory compliance in the OTC market by collecting and disseminating trade data.

What information must be reported on t r a d?

Information such as the trade date, price, quantity, security identifier, and counterparties involved in the trade must be reported on Trad.

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