Get the free FORM 4 - Brown-Forman Corporation-Investor Relations

SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). OMB Number: hours

How to fill out form 4 - brown-forman

How to fill out form 4 - brown-forman

1. To fill out Form 4 for Brown-Forman, follow these steps:
2. Gather the necessary information: You will need details about the securities being acquired or disposed of, the name of the reporting person, their relationship to the issuer, and any applicable reporting requirements.
3. Download Form 4: Visit the official website of the Securities and Exchange Commission (SEC) to find and download Form 4. It is available in a fillable PDF format.
4. Read the instructions: Before starting to fill out the form, carefully read the instructions provided with Form 4. This will help you understand the required information and the correct way to complete the form.
5. Provide identification information: Fill in the reporting person's name, address, and contact details in the designated sections of the form. Include their title or relationship to the issuer as well.
6. Specify transaction details: Indicate whether the transaction is an acquisition or disposition of securities. Provide the details of the securities involved, including the amount, price per share, and any other relevant information.
7. Report any derivative transactions: If the transaction involves derivative securities, provide the necessary details in the corresponding section of the form.
8. Attach additional sheets if needed: If there is not enough space on the form to provide all the required information, attach additional sheets and clearly indicate the section number they refer to.
9. Sign and date the form: The reporting person must sign and date the completed Form 4 to certify the accuracy of the information provided.
10. File the form with the SEC: Submit the filled-out Form 4 to the SEC according to their filing requirements. This can be done electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system or by mail.
11. Keep a copy for your records: Make sure to retain a copy of the completed Form 4 for your own records. It may be required for future reference or audits.

Who needs form 4 - brown-forman?

1. Form 4 for Brown-Forman is needed by individuals or entities who are considered reporting persons under the regulations of the SEC. A reporting person is typically an insider or beneficial owner of securities in a public company, or any person who has achieved the status of a 10% owner.
2. Some examples of who needs to file Form 4 include:
3. - Directors, officers, and other executives of the issuer
4. - Major shareholders or owners of the issuer
5. - Fund managers or investment advisors who exercise voting or investment control over the issuer's securities
6. - Beneficial owners who achieve 10% ownership of a class of the issuer's equity securities
7. It is important to consult legal and regulatory resources, as well as the SEC guidelines, to determine whether the specific circumstances require the filing of Form 4 for Brown-Forman.

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What is form 4 - brown-forman?

Form 4 - brown-forman is a document filed with the Securities and Exchange Commission (SEC) to report insider trades of equity securities by directors, officers, and beneficial owners of more than 10% of a company's stock.

Who is required to file form 4 - brown-forman?

Directors, officers, and beneficial owners of more than 10% of a company's stock are required to file form 4 - brown-forman when they engage in insider trading transactions in the company's equity securities.

How to fill out form 4 - brown-forman?

Form 4 - brown-forman can be filled out electronically through the SEC's EDGAR system. It requires information about the insider's identity, relationship to the company, details of the securities traded, and the transaction itself.

What is the purpose of form 4 - brown-forman?

The purpose of form 4 - brown-forman is to provide transparency and disclosure of insider trading activities to the public and regulators, helping ensure fairness in the financial markets.

What information must be reported on form 4 - brown-forman?

Form 4 - brown-forman must include details such as the insider's name, relationship to the company, description of the securities traded, date of the transaction, price of the securities, and the nature of the transaction.