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DATE:July 12, 2016TO:MIX MembersFROM:MIX Regulatory Department RE:Market Maker Requirements Currently in Effect at MIATE following is a summary of Market Maker quoting requirements and the corresponding

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Step 7: Maintain ongoing compliance with Miax regulatory requirements

Who needs miax regulatory department?

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What is miax regulatory department?

The MIAX regulatory department oversees compliance and regulatory matters within the MIAX exchange.

Who is required to file miax regulatory department?

All members and participants of the MIAX exchange are required to file with the regulatory department.

How to fill out miax regulatory department?

To fill out the MIAX regulatory department requirements, members and participants must submit the necessary forms and documentation to the regulatory department.

What is the purpose of miax regulatory department?

The purpose of the MIAX regulatory department is to ensure that all members and participants comply with relevant regulations and maintain a fair trading environment.

What information must be reported on miax regulatory department?

Members and participants must report any relevant trading activity, compliance issues, and other regulatory matters to the MIAX regulatory department.

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