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NEW FOCUS
Driving Return on Invested CapitalInvestor Meeting
December 17, 2013Forward Looking Information
This report contains statements about the Companies business outlook, objectives, plans, strategic
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What is new focus?
New FOCUS stands for Form Focus, a filing that must be submitted by broker-dealers to the SEC.
Who is required to file new focus?
Broker-dealers are required to file new focus with the SEC.
How to fill out new focus?
New focus can be filled out electronically through the SEC's EDGAR system.
What is the purpose of new focus?
The purpose of new focus is to provide the SEC with detailed financial information about broker-dealers.
What information must be reported on new focus?
New focus requires reporting of various financial data such as balance sheet, income statement, and regulatory capital.
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