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FORM 33109F4
REGISTRATION OF INDIVIDUALS AND
REVIEW OF PERMITTED INDIVIDUALS
(section 2.2)
GENERAL INSTRUCTIONS
Complete and submit this form to the relevant regulator(s) or in Quebec, the securities
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What is review of permitted individuals?
The review of permitted individuals is a process to verify and validate individuals who are authorized to access certain resources or information within an organization.
Who is required to file review of permitted individuals?
Certain employees or designated individuals within an organization may be required to file the review of permitted individuals.
How to fill out review of permitted individuals?
The review of permitted individuals can be filled out electronically or through a designated form provided by the organization.
What is the purpose of review of permitted individuals?
The purpose of the review of permitted individuals is to ensure that only authorized personnel have access to sensitive resources or information.
What information must be reported on review of permitted individuals?
Information such as name, employee ID, access level, and reason for access may need to be reported on the review of permitted individuals.
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