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TRANSACTION REPORTING UNDER Mi FIR. SCORE/CMV: TEST PLAN25 September 2017 1Table of contents1. OBJECTIVE31.1. Description and purpose of the Test Plan31.2. Related EMMA projects42. PLAN DESCRIPTION52.1.
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How to fill out transaction reporting under mifir

01
To fill out transaction reporting under MIFIR, follow these steps:
02
Gather all relevant data: Collect all necessary information about the transaction, including the instrument traded, buyer and seller details, transaction price, and timestamp.
03
Understand the reporting requirements: Familiarize yourself with the specific reporting obligations outlined in MIFIR, including the reporting format, frequency, and deadline.
04
Choose the reporting mechanism: Determine the method through which you will report the transactions, such as through a reporting system or a delegated reporting provider.
05
Populate the transaction report: Input all the required information accurately and completely into the designated reporting form or system.
06
Validate the report: Ensure that the transaction report is free of errors or discrepancies by performing proper data validation and cross-checking.
07
Submit the report: Transfer the completed transaction report to the designated regulatory authority or approved reporting mechanism within the specified timeframe.
08
Monitor for feedback or queries: Stay vigilant for any feedback, queries, or requests for additional information from the regulatory authority regarding the submitted transaction report.
09
Maintain records: Keep proper records of all transaction reports, including details of any modifications or corrections made, for future reference or audits.

Who needs transaction reporting under mifir?

01
Transaction reporting under MIFIR is required for certain entities involved in financial transactions, including:
02
- Investment firms, including those providing investment services such as execution of client orders or portfolio management
03
- Trading venues, such as regulated markets, multilateral trading facilities, or organized trading facilities
04
- Data reporting service providers
05
- Third-country entities providing investment services or activities within the European Union
06
- Other relevant market participants as defined by the MIFIR regulations.
07
It is important for these entities to comply with transaction reporting requirements to ensure transparency and enable regulatory authorities to monitor market activities effectively.
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Transaction reporting under MiFIR is the requirement for investment firms to report details of their transactions in financial instruments to competent authorities.
Investment firms and trading venues are required to file transaction reporting under MiFIR.
Transaction reporting under MiFIR can be filled out electronically through approved reporting mechanisms (ARMs) or directly with the competent authority.
The purpose of transaction reporting under MiFIR is to increase transparency in financial markets and to improve market surveillance.
Information such as details of the financial instrument, the parties involved in the transaction, and the time and price of the trade must be reported on transaction reporting under MiFIR.
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