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Gavilán QUICK REFERENCE GUIDE M O D E L IN G A RO L IN G RA T S T RA T E GY Financial Planning Application Why rolling G RA T s? Granter Retained Annuity Trusts (Grants) are an increasingly popular

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What is m o d e?

M O D E stands for Mode of Disclosure and Exchange.

Who is required to file m o d e?

Certain entities, such as financial institutions, are required to file M O D E with the appropriate regulatory authorities.

How to fill out m o d e?

M O D E forms can typically be filled out electronically or manually, depending on the requirements of the regulatory authority.

What is the purpose of m o d e?

The purpose of M O D E is to provide transparency and facilitate the exchange of information between regulatory authorities and reporting entities.

What information must be reported on m o d e?

Information such as financial data, compliance records, and other relevant information as required by the regulatory authority.