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SECURITIES AND EXCHANGE COMMISSIONER 1012G Initial general form for registration of a class of securities pursuant to Section 12(g)Filing Date: 20170505SEC Accession No. 000110465917030295 (HTML Version

How to fill out form 10-12g

How to fill out form 10-12g

1. To fill out form 10-12g, follow these steps: 1. Obtain a copy of form 10-12g from the Securities and Exchange Commission (SEC) website or from the relevant financial institution.
2. Read the instructions provided with the form carefully to understand the requirements and guidelines for filling it out.
3. Begin by providing the necessary information in the header section, such as the name of the issuer and the date of filing.
4. Proceed to complete the sections of the form that require information about the issuer, including its name, address, and contact details.
5. Fill in the details about the securities being offered, such as their type, class, and the purpose of the offering.
6. Include any relevant details about the underwriter or the broker-dealer involved in the offering, if applicable.
7. Provide information about the pricing of the securities, including the intended offering price and any discounts or commissions involved.
8. Complete any additional sections of the form that are applicable to the specific circumstances of the offering.
9. Review the completed form for accuracy and make any necessary corrections or amendments.
10. Sign and date the form as required, and submit it to the SEC or the relevant financial institution in accordance with their filing instructions.
11. Keep a copy of the filled-out form for your records.
12. Note: It is advisable to consult with a legal or financial professional for assistance in filling out form 10-12g, as it involves compliance with regulatory requirements.

Who needs form 10-12g?

1. Form 10-12g is needed by issuers of securities who are exempt from the registration requirements of the Securities Act of 1933.
2. Exempt issuers include certain small businesses, non-profit organizations, and governmental entities that meet the criteria specified by the SEC.
3. These entities can use form 10-12g to register a class of securities under Section 12(g) of the Securities Exchange Act of 1934.
4. By filing this form, they are able to comply with the reporting and disclosure obligations required by the SEC.
5. It is important for these issuers to determine their eligibility and consult with legal or financial professionals to ensure compliance with all applicable rules and regulations.

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What is form 10-12g?

Form 10-12g is a form filed with the Securities and Exchange Commission (SEC) by companies that wish to register a class of securities with the SEC under Section 12(g) of the Securities Exchange Act of 1934.

Who is required to file form 10-12g?

Companies that meet certain criteria regarding the number of shareholders and assets are required to file form 10-12g in order to register a class of securities with the SEC.

How to fill out form 10-12g?

Form 10-12g must be completed accurately and submitted electronically through the SEC's EDGAR system. The form requires detailed information about the company, its securities, and its shareholders.

What is the purpose of form 10-12g?

The purpose of form 10-12g is to provide transparency and disclosure to investors by requiring companies to register their securities with the SEC and comply with reporting requirements.

What information must be reported on form 10-12g?

Form 10-12g requires companies to provide information about their business operations, financial condition, securities being registered, shareholders, executive officers, directors, and other relevant information.