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UNESCO Advisers, Inc. 1555 Peachtree Street, N. E Atlanta, GA 30309Firm Brochure (Part 2A of Form ADV)This brochure provides information about the qualifications and business practices of UNESCO Advisers,

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How to fill out form adv part 2a

01

To fill out Form ADV Part 2A, follow these steps:

02

Obtain a copy of the form from the U.S. Securities and Exchange Commission (SEC) website or from your registered investment advisor (RIA).

03

Read the instructions carefully and gather all the necessary information.

04

Begin by providing your firm's name, address, and contact information.

05

Include a brief description of your advisory business, including the types of clients you serve and the services you offer.

06

Disclose any material changes in your business operations and provide details about any conflicts of interest that may exist.

07

Describe your fee structure, including any fees or expenses that clients may incur.

08

Outline your firm's investment strategies and any risks associated with those strategies.

09

Disclose any disciplinary actions or legal proceedings that involve your firm or its employees.

10

Provide information about your key personnel, including their background and qualifications.

11

Review the completed form for accuracy and completeness.

12

Sign and date the form.

13

Keep a copy of the form for your records.

14

Note: It is recommended to consult with legal or compliance professionals for guidance on filling out Form ADV Part 2A to ensure compliance with applicable regulations.

Who needs form adv part 2a?

01

Form ADV Part 2A is required for registered investment advisors (RIAs) who are filing with the U.S. Securities and Exchange Commission (SEC).

02

RIAs are required to provide Form ADV Part 2A to clients and prospective clients as a disclosure document that provides information about their advisory business, including services offered, fees charged, and any disciplinary history.

03

Additionally, state securities regulators may also require RIAs to file Form ADV Part 2A with their respective regulators.

04

It is important for RIAs to accurately and thoroughly complete Form ADV Part 2A to ensure transparency and compliance with regulatory requirements.

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What is form adv part 2a?

Form ADV Part 2A is the brochure required to be filed by investment advisors with the Securities and Exchange Commission (SEC) or state securities regulators.

Who is required to file form adv part 2a?

Investment advisors registered with the SEC or state securities regulators are required to file Form ADV Part 2A.

How to fill out form adv part 2a?

Form ADV Part 2A can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv part 2a?

The purpose of Form ADV Part 2A is to provide clients and prospective clients with important information about the investment advisor, including services offered, fees, conflicts of interest, and disciplinary history.

What information must be reported on form adv part 2a?

Information that must be reported on Form ADV Part 2A includes details about the advisor's business practices, fees charged, potential conflicts of interest, disciplinary history, and other key disclosures.

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