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0 MB APPROVALaUSECUI0MBMISSIONEstimated Hours32350123March 31 2016Expiresfl114045618Numberburdenaverage12.00per responseANNUAL AUDITED REPORT FORM X17A8 PARTSECNUMBERFILE66662IIIFACING PAGE InformationRequired
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Form x-17a8 is typically required by broker-dealers registered with the Securities and Exchange Commission (SEC). This form is used to report certain financial information and activities of the broker-dealer, including their balance sheet, income statement, and other financial details. It helps the SEC monitor and regulate the activities of broker-dealers to ensure compliance with financial and securities regulations. Therefore, any broker-dealer registered with the SEC needs to fill out form x-17a8.
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What is form x-17a8?
Form x-17a8 is a form used by certain entities to report financial statements to regulatory authorities.
Who is required to file form x-17a8?
Entities such as broker-dealers and investment advisers are required to file form x-17a8.
How to fill out form x-17a8?
Form x-17a8 must be filled out accurately with all required financial information and submitted to the appropriate regulatory authority.
What is the purpose of form x-17a8?
The purpose of form x-17a8 is to provide regulatory authorities with financial information about certain entities.
What information must be reported on form x-17a8?
Form x-17a8 requires information such as balance sheets, income statements, and other financial data.
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