Get the free Change of Broker-Dealer or Representative Form

Change of BrokerDealer or Representative Form Introduction Instructions Use this form to change the broker dealer or registered representative of record on a John Hancock annuity contract. Please complete

How to fill out change of broker-dealer or

How to fill out change of broker-dealer or

1. To fill out a change of broker-dealer form, follow these steps:
2. Obtain the necessary forms: Contact your new broker-dealer or visit their website to obtain the appropriate forms for changing broker-dealers.
3. Review the instructions: Carefully read the instructions provided with the forms to ensure you understand the requirements and procedures.
4. Gather required information: Collect all the necessary information such as your personal details, existing brokerage account information, and new broker-dealer information.
5. Complete the forms: Fill out the forms accurately and completely. Double-check all the information before submitting.
6. Attach supporting documents: Some forms may require additional documents such as account statements or identification proof. Make sure to attach all the required documents.
7. Submit the forms: Submit the completed forms and supporting documents to your new broker-dealer as per their instructions.
8. Monitor the transfer: Keep track of the progress of your transfer by contacting your new broker-dealer and following up if necessary.
9. Confirm the transfer: Once the transfer is complete, verify that all your assets and accounts have been successfully transferred to the new broker-dealer.

Who needs change of broker-dealer or?

1. A change of broker-dealer may be needed by:
2. - Individuals who are dissatisfied with the services, fees, or investment options offered by their current broker-dealer.
3. - Investors who have experienced poor communication or lack of responsiveness from their current broker-dealer.
4. - Those who wish to consolidate their investment accounts under a single broker-dealer for convenience.
5. - Traders or investors who find better investment opportunities or lower fees with another broker-dealer.
6. - Individuals who have undergone a change in financial goals or circumstances and require a broker-dealer with different expertise or services.
7. - Investors who have moved to a new geographical location and prefer a broker-dealer with a local presence.
8. - Individuals who have had a change in their risk tolerance or investment strategy and need a broker-dealer that aligns with their new preferences.
9. - Traders or investors who have received a recommendation from a financial advisor or trusted source to switch broker-dealers for better outcomes.

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