Get the free CCM Form ADV Part 2B Brochure 20170331 - Capes Capital ...

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FORM×ADV×PART×2B: FIRM×BROCHURE×SUPPLEMENTCapes×Capital×Management, ×Inc. Town Pavilion×Center×I2101 Parks×Avenue, ×Suite×103Virginia×Beach, ×VA 23451Telephone: 7576228514Web×Address: www.capescap.comMarch×31, 2017ThisbrochuresupplementprovidesinformationabouttheinvestmentadvisorrepresentativesofCapesCapitalManagement,Inc.(CCM)andtheirbackgrounds.

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How to fill out ccm form adv part

01

To fill out the CCM form ADV part, follow these steps:

02

Start by entering the advisor's name and contact information in the designated fields.

03

Provide details about the advisor's background, including their education and work experience.

04

Specify the types of services offered by the advisor and any related fees.

05

Include information about the advisor's disciplinary history, if applicable.

06

Provide details about the advisor's ownership and control structure.

07

Disclose any conflicts of interest that may exist.

08

Include information about the advisor's affiliations with other financial firms.

09

Provide details about the advisor's clients and assets under management.

10

Complete any additional sections or disclosures as required by the CCM form ADV part.

11

Review the completed form for accuracy and completeness before submitting it.

Who needs ccm form adv part?

01

The CCM form ADV part is required for investment advisors who are registered with the Securities and Exchange Commission (SEC) under the Investment Advisers Act of 1940.

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What is ccm form adv part?

CCM Form ADV Part is a form required to be filed by investment advisers with the Securities and Exchange Commission (SEC) in the United States.

Who is required to file ccm form adv part?

Investment advisers who are registered with the SEC are required to file CCM Form ADV Part.

How to fill out ccm form adv part?

CCM Form ADV Part can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of ccm form adv part?

The purpose of CCM Form ADV Part is to provide the SEC with detailed information about the investment adviser's business operations, services offered, fees charged, and any conflicts of interest.

What information must be reported on ccm form adv part?

The information reported on CCM Form ADV Part includes the adviser's business practices, ownership structure, disciplinary history, and financial information.

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