Get the free SEC Form ADV Part 2A & 2B TCM- ML - (redline) 20170323.docx

SEC Form ADV Part 2A Brochure Trent Capital Management, Inc. 3150 North Elm Street Suite 204 Greensboro, NC 27408 Telephone: 336/2829302 Email: labial×trentcapital.com Web Address: www.trentcapital.com March

How to fill out sec form adv part

How to fill out sec form adv part

1. Start by visiting the U.S. Securities and Exchange Commission (SEC) website.
2. Locate the ADV Part Form on the SEC website.
3. Download and print a copy of the form.
4. Read the instructions and guidelines provided by the SEC for filling out the form.
5. Gather all the necessary information and documents required to complete the form.
6. Begin filling out the form by entering your firm's details, such as name, address, and contact information.
7. Provide information about your firm's ownership structure, including details about any subsidiaries or affiliates.
8. Disclose information about your firm's advisory services, including the type of clients you serve and the strategies you employ.
9. Provide details about the qualifications and background of the firm's key personnel, including any disciplinary history.
10. Fill out the sections related to your firm's fee schedule, compensation arrangements, and potential conflicts of interest.
11. Include any additional information or disclosures required by the SEC.
12. Review the completed form for accuracy and completeness.
13. Sign and date the form.
14. Submit the completed form to the SEC as per their instructions.

Who needs sec form adv part?

1. Sec Form ADV Part is required by investment advisers who manage more than $25 million in assets or provide services to investment companies, such as mutual funds.
2. Certain state-registered investment advisers may also be required to file Form ADV Part depending on state regulations.

For pdfFiller’s FAQs

How do I make changes in sec form adv part?

The editing procedure is simple with pdfFiller. Open your sec form adv part in the editor, which is quite user-friendly. You may use it to blackout, redact, write, and erase text, add photos, draw arrows and lines, set sticky notes and text boxes, and much more.

How can I edit sec form adv part on a smartphone?

The pdfFiller mobile applications for iOS and Android are the easiest way to edit documents on the go. You may get them from the Apple Store and Google Play. More info about the applications here. Install and log in to edit sec form adv part.

How do I fill out the sec form adv part form on my smartphone?

Use the pdfFiller mobile app to complete and sign sec form adv part on your mobile device. Visit our web page (https://edit-pdf-ios-android.pdffiller.com/) to learn more about our mobile applications, the capabilities you’ll have access to, and the steps to take to get up and running.

What is sec form adv part?

SEC Form ADV Part is a form that investment advisers must file with the Securities and Exchange Commission (SEC) in order to register with the SEC.

Who is required to file sec form adv part?

Investment advisers who manage assets exceeding $25 million are required to file SEC Form ADV Part.

How to fill out sec form adv part?

SEC Form ADV Part can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of sec form adv part?

The purpose of SEC Form ADV Part is to provide information about the investment adviser's business, conflicts of interest, fees, and disciplinary history.

What information must be reported on sec form adv part?

SEC Form ADV Part requires information on the investment adviser's ownership, clients, business practices, conflicts of interest, and disciplinary history.