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OMB APPROVAL
OMB Number:
32350556
Expires:
June 30, 2020,
Estimated average burden hours
per response. 30 minutesUNITED STATESSECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549Form INFORM FOR
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What is form bd-n?
Form BD-N is a filing form required by the Securities and Exchange Commission for broker-dealers.
Who is required to file form bd-n?
Broker-dealers are required to file form BD-N.
How to fill out form bd-n?
Form BD-N can be filled out electronically through the SEC's EDGAR system.
What is the purpose of form bd-n?
The purpose of form BD-N is to provide important information about the broker-dealer to the SEC.
What information must be reported on form bd-n?
Form BD-N requires information about the broker-dealer's business operations, ownership, and regulatory history.
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