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FORM DS-1 (DFI-Rev.05/01/97) DISCLOSURE STATEMENT CONTROLLED BUSINESS ARRANGEMENT (By a Producer of Title Insurance Business or Associate thereof) This Disclosure is made to: (Check one or both) Seller/Owner
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What is form ds-1?
Form DS-1 is a document used for reporting annual information about registered investment adviser's to the Securities and Exchange Commission (SEC).
Who is required to file form ds-1?
Registered investment advisers are required to file form DS-1.
How to fill out form ds-1?
Form DS-1 can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
What is the purpose of form ds-1?
The purpose of form DS-1 is to provide the SEC with up-to-date information about registered investment advisers.
What information must be reported on form ds-1?
Form DS-1 requires information such as assets under management, number of clients, ownership structure, and disciplinary history.
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