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Form ADV Part 2A: Firm Brochure Item 1: Cover Page January 2016Aljian Capital Management 3550 Round Barn Blvd. Suite 208 Santa Rosa, CA 95403 Firm Contact: Jessica Barbarian Chief Compliance Officers
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How to fill out form adv part 2a

01
To fill out form ADV Part 2A, follow these steps:
02
Begin by entering the legal name of the investment advisory firm in the designated field.
03
Provide the address and contact information of the firm.
04
Include as much information as possible regarding the background of the firm's key personnel, such as their educational qualifications, professional experience, and any disciplinary history.
05
Describe the types of advisory services offered by the firm and any related fees or compensation structures.
06
Disclose any conflicts of interest that may arise in the course of providing advisory services.
07
Provide information about the firm's business practices, including investment strategies, risk assessment methods, and other relevant operational details.
08
Explain any additional affiliations or relationships the firm has with other financial entities.
09
Offer a brief summary of the firm's code of ethics, along with any written policies and procedures relating to compliance.
10
Finally, review the completed form for accuracy and ensure all required sections have been properly addressed.

Who needs form adv part 2a?

01
Form ADV Part 2A is required for any registered investment adviser (RIA) who offers or provides advisory services to retail clients. It is important for RIAs operating in the United States to complete and submit this form to the Securities and Exchange Commission (SEC) or their respective state securities regulator, as it is a key component of the regulatory disclosure requirements.
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Form ADV Part 2A is a regulatory filing required by the Securities and Exchange Commission (SEC) for investment advisers.
All registered investment advisers with the SEC are required to file Form ADV Part 2A.
Form ADV Part 2A can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
The purpose of Form ADV Part 2A is to provide clients with important information about an investment adviser's business practices, conflicts of interest, and disciplinary history.
Form ADV Part 2A requires investment advisers to disclose information such as fees, services offered, conflicts of interest, disciplinary history, and more.
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