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Insider Trading Synopsis The Code of Conduct to Regulate, Monitor and Report Trades in securities by Directors, Employees & Connected Persons (“the Code “) is applicable to the (a) Employees of
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How to fill out insider trading synopsis

01
To fill out the insider trading synopsis, follow the steps below:
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Begin by providing your personal details, such as your name, contact information, and job title.
03
Next, specify the date and time of the insider trading activity.
04
Clearly state the details of the securities involved in the trade, including the name of the company, ticker symbol, and any relevant identifiers.
05
Describe the nature of the insider trading activity, whether it involved buying or selling securities.
06
Include the specific quantities and prices at which the securities were traded.
07
Provide information on any insider trading exemptions or exemptions that may apply.
08
If applicable, detail any relationships or connections you have with the company or individuals involved in the trade.
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Finally, review the synopsis for accuracy and completeness before submitting it.
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Note: It is important to consult your legal or compliance department for any specific requirements or procedures related to filling out the insider trading synopsis.

Who needs insider trading synopsis?

01
Insider trading synopsis is needed by individuals who are involved in insider trading activities.
02
This may include company employees, directors, officers, or any individual who possesses non-public information about a company and trades securities based on that information.
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In order to comply with legal and regulatory requirements, individuals engaged in insider trading activities need to fill out the insider trading synopsis.
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Insider trading synopsis is a summary of trading activity conducted by individuals with access to non-public information.
Individuals who have access to insider information and are involved in trading securities.
Insider trading synopsis can typically be filled out electronically through a designated platform provided by the regulatory authorities.
The purpose of insider trading synopsis is to monitor and disclose trading activities of insiders to prevent unfair advantage in the market.
Information such as the name of the insider, details of the securities traded, dates of transactions, and the nature of the insider's relationship with the company.
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