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Canada Robe co Mutual Fund Investment Manager : Canada Robe co Asset Management Co. Ltd. IN No : U65990MH1993PLC071003 Construction House, 4th Floor, 5, Watchband Firsthand Mary, Ballard Estate, Mumbai

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How to fill out declaration for execution-only transaction

01

Start by gathering all the necessary information about the transaction.

02

Begin filling out the declaration form by providing your personal details such as your name, address, and contact information.

03

Specify the details of the transaction, including the type of asset or security being traded, the quantity, and the price or value.

04

Declare that you are making an execution-only transaction by ticking the appropriate box or stating it explicitly in the form.

05

Sign and date the declaration form to certify that the information provided is true and accurate.

06

Submit the completed declaration form to the relevant authority or institution as instructed.

07

Keep a copy of the declaration form for your records.

Who needs declaration for execution-only transaction?

01

Anyone who is involved in executing a transaction without receiving advice from a financial advisor or intermediary needs a declaration for execution-only transaction.

02

This includes individuals who have sufficient knowledge and experience in making investment decisions, have conducted their own research, and fully understand the risks involved.

03

Financial institutions and investment firms may also require their clients to fill out a declaration for execution-only transactions to ensure regulatory compliance and establish the client's responsibility for the transaction.

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