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North Capital Inc. Form ADV Part 2A Brochure November 15, 2018Item 1 Cover Page North Capital Inc. 623 E Fort Union Blvd. Suite 101 Salt Lake City, UT 84047 (888) 625 7768 http://www.northcapital.com

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How to fill out form adv part 2a

01

To fill out Form ADV Part 2A, follow these steps:

02

Start by providing general information about your firm, including its name, address, and website.

03

Disclose any conflicts of interest that may exist between your firm and its clients.

04

Describe your firm's investment strategies and the risks associated with them.

05

Provide information about your firm's fees and compensation structure.

06

Explain any disciplinary actions taken against your firm or its employees.

07

Detail any additional information that may be relevant to your clients, such as your firm's educational background or business practices.

08

Review the completed form for accuracy and completeness before submitting it.

Who needs form adv part 2a?

01

Form ADV Part 2A is required for investment advisers registered with the Securities and Exchange Commission (SEC) or state securities authorities.

02

It is an important disclosure document that provides clients and potential clients with information about the adviser's business practices, fees, conflicts of interest, and more.

03

Therefore, any investment adviser who is registered with the SEC or state securities authorities needs to fill out Form ADV Part 2A.

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What is form adv part 2a?

Form ADV Part 2A is a disclosure document that registered investment advisers must provide to clients.

Who is required to file form adv part 2a?

Registered investment advisers are required to file Form ADV Part 2A.

How to fill out form adv part 2a?

Form ADV Part 2A can be filled out online on the SEC's Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv part 2a?

The purpose of Form ADV Part 2A is to provide clients with important information about an investment adviser's business operations and services.

What information must be reported on form adv part 2a?

Form ADV Part 2A must include information about an investment adviser's services, fees, conflicts of interest, and disciplinary history.

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