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NFL Former 11fj/CflUseInternalSubmit only20 1MAR31SecFileNo.9Originaland5270MB APPROVALCopies0MBNumberExpiresSECIjUNITED STATES AND EXCHANGESECURITIESAugustEstimatedCOMMISSIOND.CWashingtonhours32350504average31

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How to fill out sec form 19b-4e

01

To fill out SEC Form 19b-4e, follow these steps:

02

Download SEC Form 19b-4e from the official website of the U.S. Securities and Exchange Commission (SEC).

03

Review the instructions provided with the form to understand the requirements and necessary information.

04

Provide the required identification details, such as the name and address of the filer.

05

Enter the specific information related to the transaction for which the form is being filed.

06

Include any additional supporting documentation or attachments as required.

07

Double-check all the provided information for accuracy and completeness.

08

Sign and date the form.

09

Submit the completed SEC Form 19b-4e to the SEC through the designated submission method, such as mail or electronic filing.

Who needs sec form 19b-4e?

01

SEC Form 19b-4e is required for individuals or entities involved in transactions related to the acquisition of securities in a company registered under the Securities Exchange Act of 1934.

02

This form is specifically used by securities exchanges to request a filing fee waiver or a temporary exemption from the disclosure requirements under Rule 19b-4(e) of the Exchange Act.

03

Generally, it is necessary for exchanges that want to introduce rule changes that affect the creation or listing of new options contracts.

04

Therefore, individuals or entities who are associated with securities exchanges or involved in transactions for which a fee waiver or temporary exemption is sought would require this form.

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What is sec form 19b-4e?

SEC Form 19b-4e is a form required by the Securities and Exchange Commission (SEC) for certain securities exchanges to file when proposing a rule change.

Who is required to file sec form 19b-4e?

Securities exchanges are required to file SEC Form 19b-4e when proposing a rule change.

How to fill out sec form 19b-4e?

SEC Form 19b-4e should be filled out by providing detailed information about the proposed rule change, including the rationale and expected impact.

What is the purpose of sec form 19b-4e?

The purpose of SEC Form 19b-4e is to provide transparency and allow for public comment on proposed rule changes by securities exchanges.

What information must be reported on sec form 19b-4e?

SEC Form 19b-4e must include details about the proposed rule change, its potential impact, and any supporting documentation.

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