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OMB APPROVAL OMB Number: 32350123 Expires: April 30, 2013, Estimated average burden Lott “c !AJ# 0 per response ...... 12.ANNUAL AUDITED FORM X17A5 PART III,.v, IR o SEC Fine NUMBER “, ;//TOF

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What is form x-17a-5 o part?

Form X-17A-5 Part III is a financial report that broker-dealers in the United States are required to file with the SEC.

Who is required to file form x-17a-5 o part?

Broker-dealers in the United States are required to file Form X-17A-5 Part III with the SEC.

How to fill out form x-17a-5 o part?

Form X-17A-5 Part III can be filled out online through the SEC's EDGAR system.

What is the purpose of form x-17a-5 o part?

Form X-17A-5 Part III is used to report a broker-dealer's financial and operational information to the SEC.

What information must be reported on form x-17a-5 o part?

Form X-17A-5 Part III requires broker-dealers to report information such as their balance sheet, income statement, and details on customer accounts.

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