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Alternative Trading Systems with Form ATS
on File with the SEC as of July 31, 2019,
Full Name of Alternative Trading
System (as provided in item 1. A.
of Form ATS)
American Ledger ATS
Arbor Research
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01
Determine the specific alternative trading system (ATS) that you want to fill out.
02
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03
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04
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05
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06
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07
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08
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09
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10
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Who needs alternative trading systems with?
01
Hedge funds and other institutional investors who want to participate in alternative investment opportunities.
02
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03
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04
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05
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06
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07
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08
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09
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10
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What is alternative trading systems with?
Alternative trading systems are trading platforms that match buyers and sellers of securities but do not change the listed prices of the securities.
Who is required to file alternative trading systems with?
Alternative trading systems are required to be filed by any entity that operates an alternative trading system.
How to fill out alternative trading systems with?
To fill out alternative trading systems, the entity must provide information about the operation of the trading platform, including details about the securities traded and participants.
What is the purpose of alternative trading systems with?
The purpose of filing alternative trading systems is to provide regulators with information about the trading activity taking place on these platforms.
What information must be reported on alternative trading systems with?
Information such as the volume and price of trades, the types of securities traded, and the participants on the platform must be reported on alternative trading systems.
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