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SEC Form 3UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 3Washington, D.C. 20549OMB APPROVAL OMB Number:32350104Estimated average burdenINITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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How to fill out form 3 - investor

01

To fill out form 3 - investor, follow these steps:

02

Start by downloading the form from the official website of the institution or organization requiring it.

03

Read the instructions carefully and ensure you have all the necessary documents and information.

04

Begin by providing your personal information, including your full name, address, contact details, and social security number.

05

Fill in the sections related to your investments, including the types of securities you own, the number of shares or units, and their value.

06

Provide details about any transactions or purchases/sales of securities within the reporting period.

07

Declare any beneficial ownership or control you have over other companies or entities.

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Complete any additional sections or disclosures as required by the form.

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Note: It is always recommended to consult with a financial advisor or legal professional if you have any doubts or questions while filling out the form.

Who needs form 3 - investor?

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Form 3 - investor is required by individuals or entities who meet certain criteria as set by regulatory bodies or institutions. Generally, the following individuals or entities need to fill out form 3 - investor:

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- Individuals who have invested in securities such as stocks, bonds, mutual funds, or other investment products.

03

- Investors who are required to report their holdings or transactions to regulatory authorities, such as the Securities and Exchange Commission (SEC) in the United States.

04

- Beneficial owners or controlling persons of companies or entities that are required to disclose their holdings or interests.

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It is important to note that the specific requirements for filing form 3 - investor may vary depending on the jurisdiction, the purpose of the form, and the applicable regulations. Therefore, it is advisable to refer to the relevant authorities or seek professional advice to determine if you need to fill out this form.

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