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RULE 15c212 FILING COVER SHEET This cover sheet is sent with all submissions to the Municipal Securities Rule making Board (the Nationally Recognized Municipal Securities Information Repository) and
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Compliance with municipal securities ensures transparency, reliability, and adherence to applicable laws and regulations in the issuance and trading of these securities.
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Complying with municipal securities involves abiding by regulations and guidelines set forth for trading and issuing securities in the municipal bond market.
Anyone involved in trading or issuing municipal securities, including municipal bond issuers, underwriters, and dealers, is required to file complying with municipal securities.
Complying with municipal securities forms can be filled out electronically through the Electronic Municipal Market Access (EMMA) website, or submitted in hard copy to the appropriate regulatory authority.
The purpose of complying with municipal securities is to ensure transparency and accountability in the municipal bond market, protect investors, and maintain the integrity of the market.
Information that must be reported on complying with municipal securities includes details on the issuer, type of security, interest rates, maturity dates, and other relevant financial information.
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