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SEC Form 4UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).OMB Number:(First)2.
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01
To fill out Form 4 - Investor, follow these steps:
02
Start by downloading the official Form 4 - Investor from the relevant regulatory authority's website.
03
Fill in the required personal information such as your name, address, and contact details.
04
Identify the securities being reported on the form, including their type and class.
05
Indicate the date of the transaction and the nature of the transaction (e.g., purchase, sale, gift, etc.).
06
Provide details of the transaction, including the number of securities involved and their prices.
07
Report any relevant derivative transactions related to the securities.
08
Disclose any other interests or transactions that need to be reported.
09
Sign and date the form to certify the accuracy and completeness of the provided information.
10
Review the filled-out form for any errors or missing information before submitting it.
11
Submit the completed Form 4 - Investor to the appropriate regulatory authority as per their guidelines.

Who needs form 4 - investor?

01
Form 4 - Investor is required by individuals or entities who meet specific criteria and are deemed insiders or significant shareholders of a publicly traded company.
02
This includes individuals such as directors, officers, and certain beneficial owners who have acquired or disposed of the company's securities.
03
In general, anyone who holds a significant ownership stake or has access to non-public information related to a company's securities transactions may need to file Form 4 - Investor.
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Form 4 - investor is a document filed with the Securities and Exchange Commission (SEC) that discloses insider transactions of publicly traded companies.
Corporate insiders, such as officers, directors, and beneficial owners of more than 10% of a class of a company's securities, are required to file Form 4 - investor.
Form 4 - investor must be electronically filed through the SEC's EDGAR system and include details of the transaction, such as the date of the transaction, the nature of the transaction, and the number of securities involved.
The purpose of Form 4 - investor is to provide transparency to investors and the public regarding insider transactions in publicly traded companies.
Form 4 - investor must report details of the insider transaction, including the date of the transaction, the nature of the transaction, the number of securities involved, and the insider's relationship to the company.
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