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Indiana Secretary of State Connie Lawson Securities Division 302 W. Washington Street, Rm. E111 Indianapolis, IN 46204AGENT UNDERTAKING The undersigned issuer does hereby affirm that each issuer agent
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Anyone who wants to engage in securities-related activities in the state of Indiana needs to fill out the Indiana Securities Division form. This includes individuals, businesses, investment advisers, broker-dealers, and certain financial professionals. The form helps the Indiana Securities Division regulate and monitor securities activities to protect investors and ensure compliance with state laws and regulations.
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The Indiana Securities Division is a regulatory body that oversees the securities industry within the state of Indiana.
Any individuals or entities involved in the securities industry in Indiana may be required to file with the Indiana Securities Division, including brokers, investment advisers, and issuers of securities.
To fill out the Indiana Securities Division forms, you will need to provide detailed information about your securities activities, financial information, and any other required disclosures.
The purpose of the Indiana Securities Division is to protect investors, promote capital formation, and maintain fair, orderly, and efficient markets.
The information that must be reported on the Indiana Securities Division forms includes details about securities transactions, financial statements, and any material events that may impact investors.
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