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UNITED STATES OMB APPROVAL OMB Number: Expires:SECURITIES AND EXCHANGE COMMISSION32350101March 31, 2011 Estimated average burden hours per 2.00 response Washington, D.C. 20549FORM 144SEC USE ONLYNOTICE
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How to fill out form 144 - investor

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How to fill out form 144 - investor

01
To fill out Form 144 - Investor, follow these steps:
02
Obtain the necessary form: You can download the Form 144 from the Securities and Exchange Commission (SEC) website.
03
Provide information about the issuer: Fill in the details of the issuer, such as the name, address, and CIK (Central Index Key) number.
04
Identify the securities: Specify the type and class of securities you intend to sell or transfer.
05
Provide information about the transaction: Indicate the nature of the transaction (sale or gift), the number of securities involved, and the proposed date of the transaction.
06
Attach supporting documentation: If required, provide any necessary supporting documentation such as legal opinions, agreements, or exemption notices.
07
Sign and date the form: Make sure to sign and date the form before submitting it.
08
Submit the form: Send the completed Form 144 to the SEC office electronically or by mail as per their instructions.
09
Keep a copy: Retain a copy of the completed form for your records.

Who needs form 144 - investor?

01
Form 144 - Investor is required for individuals or entities who are considered 'affiliates' and intend to sell restricted securities to the public.
02
Restricted securities are securities acquired directly or indirectly from the issuer or an affiliate in a private offering, or securities that are subject to resale restrictions.
03
Affiliates generally include officers, directors, significant shareholders, or any person or entity that directly or indirectly controls or is controlled by the issuer.
04
Therefore, if you meet the criteria of an affiliate and plan to sell or transfer restricted securities to the public, you need to fill out Form 144 - Investor.
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