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RULE 15c212 FILING COVER SHEET This cover sheet is sent with all submissions made to the Municipal Securities Rule making Board (the Nationally Recognized Municipal Securities Information Repository)
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How to fill out rule 15c2-12 filing cover

01
To fill out rule 15c2-12 filing cover, follow these steps:
02
Begin by entering the name of the issuer in the specified field.
03
Provide the address of the issuer, including street address, city, state/province, and postal code.
04
Enter the contact information of the issuer, such as phone number and email address.
05
Indicate the type of filing cover being submitted, whether it is an initial or annual filing.
06
Include the date of the filing cover.
07
Provide a brief description of the purpose of the filing cover and any additional relevant information.
08
Attach any required documents or exhibits as requested by the rule 15c2-12 filing cover instructions.
09
Review the completed filing cover form for accuracy and completeness.
10
Sign and date the filing cover to certify its accuracy.
11
Submit the completed filing cover to the appropriate regulatory authority as instructed.

Who needs rule 15c2-12 filing cover?

01
Rule 15c2-12 filing cover is needed by municipal issuers, underwriters, and other market participants involved in municipal securities offerings.
02
It applies to issuers of municipal securities, including state and local governments, agencies, and authorities.
03
Underwriters or dealers purchasing or selling municipal securities on behalf of customers are also required to comply with this rule.
04
Additionally, bond counsel, financial advisors, and other professionals involved in municipal securities transactions may need to be familiar with rule 15c2-12 filing cover.
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Rule 15c2-12 filing cover is a document required by the SEC that ensures issuers of municipal securities provide current and ongoing disclosures to investors. It is part of the regulations that aim to promote transparency in the municipal securities market.
Municipal securities issuers, underwriters, and certain obligated persons are required to file a rule 15c2-12 filing cover when making disclosures related to municipal offerings.
To fill out a rule 15c2-12 filing cover, the filer needs to provide essential information including the name of the issuer, the title of the securities, the date of the filing, and a brief description of the event or filing relevant to the securities.
The purpose of rule 15c2-12 filing cover is to ensure that investors receive essential information about municipal securities in a timely manner, thereby protecting investors and enhancing the integrity of the municipal securities market.
Information that must be reported on the rule 15c2-12 filing cover includes the issuer's name, the type of securities, the nature of the event or filing, and any material updates or changes that could affect the securities.
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