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ForInternalSecFileUse OnlyNoSubmitOriginaland9cCFORM ofRequiredListingOrganizationRule 19b4e UndertoInitialNameofofTypeOrganization TradingSelfRegulatoryNationalStock NewofIssuerHoursresponseperDerivativeProductSecurities31
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Form 19b-4e inc is a regulatory filing used by self-regulatory organizations (SROs) to file proposed rule changes with the Securities and Exchange Commission (SEC).
Self-regulatory organizations (SROs) such as stock exchanges and other entities that oversee trading activities are required to file Form 19b-4e inc.
To fill out Form 19b-4e inc, organizations must provide detailed descriptions of proposed rule changes, including the reasons for the changes and any expected effects on market participants.
The purpose of Form 19b-4e inc is to inform the SEC and the public about proposed rule changes that may affect the regulations governing securities trading and ensure transparency in the rule-making process.
Form 19b-4e inc must report information such as the text of the proposed rule change, a summary of the proposed changes, the impact on market participants, and any statutory or regulatory basis for the changes.
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