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SECURITIES AND EXCHANGE COMMISSION (Release No. 3486617; File No. SRCBOE2019043) August 9, 2019, SelfRegulatory Organizations; Oboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of
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A notice of filing is a legal document that notifies relevant parties that a specific document has been filed with a court or governmental agency.
Typically, parties involved in legal proceedings, such as plaintiffs, defendants, or their attorneys, are required to file a notice of filing.
To fill out a notice of filing, individuals must include their name, contact information, the case number, and details about the document being filed, along with signatures if necessary.
The purpose of a notice of filing is to inform other interested parties of the existence of certain documents that have been filed, ensuring transparency in legal processes.
The notice of filing must report the name of the filer, the nature of the document being filed, the case number, and the date of filing.
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