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OMB APPROVAL Renumber:323501 May 31, Estimated average burden Hours per response..................1200EUNITED STATES 3CURI71IES AND EXCHANGE COMMISSION Washington, D.C. 20549 170091622017ISECMail
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01
To fill out Form 3curi71ies (also known as Form 3), you need to provide the required information about your position in a company's securities. The form asks for details such as your name, title, address, and the class of securities you hold. You also need to disclose any transactions related to the securities you made during the reporting period.
02
To fill out Form Exchange Commission (SEC), you need to provide information about the securities exchange on which the company's stocks are listed. The form requires details about the company's name, ticker symbol, address, and contact information. You also need to provide information about the type of securities being exchanged and the volume or value of the securities being traded.

Who needs 3curi71ies and exchange commission?

01
Anyone who holds a position in a company's securities needs to fill out Form 3curi71ies. This includes directors, officers, and beneficial owners of more than 10% of the company's voting stock.
02
Companies that have stocks listed on a securities exchange need to fill out the Form Exchange Commission (SEC). This is a regulatory requirement to ensure transparency and provide information to investors and the public.
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The 3curi71ies and Exchange Commission (SEC) is a government agency responsible for enforcing the federal securities laws, regulating securities markets, and protecting investors.
Publicly traded companies, certain investment funds, and other entities with securities registered with the SEC are required to file with the commission.
To fill out the forms for the SEC, entities must provide required financial statements, disclosures, and other pertinent information as specified on the SEC website.
The purpose of the SEC is to protect investors, maintain fair and efficient markets, and facilitate capital formation.
Entities must report financial statements, management discussion and analysis, executive compensation, and disclosures about risk factors, among other information.
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