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Get the free SCOTIA CAPITAL (USA) INC. Form X-17A-5 Filed 2017-04-20. Accession Number

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SECURITIES AND EXCHANGE COMMISSIONER X17A5 Annual audited report of brokers and dealers (Section 17 of Act 1934 and Rule 17a5)Filing Date: 20170420 Period of Report: 20161031 SEC Accession No. 999999999717005603
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Scotia Capital USA Inc. is a subsidiary of Scotiabank that provides investment banking and capital markets services in the United States.
Scotia Capital USA Inc. is required to file financial reports with regulatory authorities and may be required to file tax returns with the IRS.
Scotia Capital USA Inc. must fill out financial statements, disclosures, and other required forms as per regulatory guidelines.
The purpose of Scotia Capital USA Inc. is to provide investment banking and capital markets services to clients in the United States.
Scotia Capital USA Inc. must report financial information, disclosures, and other relevant data as required by regulatory authorities.
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2017 1934 New_York secdatabase 17a vesey cik incorp filer accession irs scotia audited copyright fiscal ny submission brokers mailing generated securities

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