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UNITED STATES 120118430 MB APPROVAL 0 MB Number 32350123EXCHANGE COMMISSIONSECURfl1ES AND.CWashington20549EstimatedANNUAL Audited FORM X17A5 PARTRequiredExchangeSecuritiesIll SECFILENUMBERDCof 1934

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How to fill out sec oz

01

To fill out SEC Form OZ, follow these steps:

02

Begin by entering the filer information, such as name, address, and contact details.

03

Provide the details of the issuer, including their name, address, and identifying information.

04

Fill in the investment details, such as the number of securities purchased or sold, the date of acquisition or disposal, and the purchase price or proceeds.

05

Report any changes in beneficial ownership of securities, if applicable.

06

Review the form for accuracy and completeness before submitting it.

07

Sign and date the form.

08

Submit the completed form to the relevant regulatory authority as instructed.

Who needs sec oz?

01

SEC Form OZ is required to be filled out by individuals or entities that are reporting their investments or transactions involving securities.

02

This can include investors, companies, brokers, and other relevant parties who are subject to the regulations and reporting requirements of the Securities and Exchange Commission (SEC).

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What is sec oz?

Sec oz stands for Section 13 of the Securities Exchange Act of 1934, which requires certain insiders to report their transactions in company stock.

Who is required to file sec oz?

Corporate insiders such as directors, officers, and shareholders who own more than 10% of a company's stock are required to file sec oz.

How to fill out sec oz?

Sec oz forms are typically filed electronically through the SEC's EDGAR system. The forms require information about the insider's identity, the details of the transaction, and the purpose of the transaction.

What is the purpose of sec oz?

The purpose of sec oz is to promote transparency and protect investors by requiring insiders to disclose their transactions in company stock.

What information must be reported on sec oz?

Sec oz forms must include information such as the insider's identity, the date of the transaction, the number of shares bought or sold, and the price per share.

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