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*************************** * IN THE MATTER OF: * * MERRILL LYNCH, PIERCE, * FENCER & SMITH INCORPORATED * CRD NO. 7691 * * ***************************CONSENT ORDER DOCKET NO. CO208249SI. PRELIMINARY

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What is banc of america securities?

Banc of America Securities was a division of Bank of America that provided investment banking services, including equity and debt underwriting, financial advisory, and asset management.

Who is required to file banc of america securities?

Entities and individuals who engage in transactions or have investment dealings related to Banc of America Securities may be required to file relevant disclosures, particularly institutional investors and corporations.

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To fill out Banc of America Securities forms, you typically need to provide information about the transaction, involved parties, and financial details as specified in the applicable documents or guidelines.

What is the purpose of banc of america securities?

The purpose of Banc of America Securities is to facilitate capital raising, provide advisory services, and support investment strategies for clients and the firm itself.

What information must be reported on banc of america securities?

Reported information generally includes details about transactions, pricing, identities of parties involved, and compliance with regulatory requirements.

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