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SECURITIES AND EXCHANGE COMMISSION
(Release No. 3490394; File No. SRPEARL202023)
November 10, 2020,
SelfRegulatory Organizations; MIX PEARL, LLC; Notice of Filing and Immediate
Effectiveness of a
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What is notice of filing?
A notice of filing is a formal document that informs relevant parties that a legal or regulatory document has been submitted to a governing body or agency.
Who is required to file notice of filing?
Typically, individuals or organizations submitting specific legal documents, such as lawsuits, petitions, or regulatory filings, are required to file a notice of filing.
How to fill out notice of filing?
To fill out a notice of filing, provide accurate details regarding the submitting party, the nature of the filing, relevant dates, and any required attachments as specified by the governing agency.
What is the purpose of notice of filing?
The purpose of a notice of filing is to formally notify interested parties of the submission of documents that may affect their rights or interests, ensuring transparency in legal and regulatory processes.
What information must be reported on notice of filing?
The notice of filing generally must include the name of the filer, the type of filing, the date of submission, and any case numbers or identifiers, as well as a description of the documents filed.
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